Ng, Geoffrey Junxiong 吳駿雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-24 | 2016-03-12 |
| 2 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2015-07-24 | 2016-03-12 |
| 3 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-06-24 | 2023-06-24 |
| 4 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2016-05-26 | 2018-05-20 | Rep | Dealing in securities | 2016-05-26 | 2018-05-20 |
| 5 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-03-21 | 2016-05-15 | Rep | Dealing in securities | 2016-03-21 | 2016-05-15 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-05 | 2020-05-10 | Rep | Dealing in securities | 2018-06-05 | 2020-05-10 |
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