Choi, Simon Kam Yan 蔡錦因
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2022-01-07 | 2022-02-11 | RO | Advising on securities | 2022-02-11 | 2022-08-31 | RO | Dealing in securities | 2022-02-11 | 2022-08-31 |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2015-08-05 | 2016-12-19 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-05 | 2016-12-19 |
| 4 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-04 | 2021-06-22 | RO | Dealing in securities | 2021-06-22 | 2021-10-25 |
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