Poon, Chi Yin 潘志賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTW SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-28 | 2016-07-09 |
| 2 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-13 | 2023-08-31 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-10-31 | 2016-11-24 |
| 4 | UPMAX SECURITIES LIMITED | Rep | Dealing in securities | 2023-11-30 | 2024-09-16 |
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