Wen, Tsung Hsien 溫宗憲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | RO | Asset management | 2020-02-14 | RO | Dealing in securities | 2020-02-14 |
| 2 | YUANTA FUTURES (HK) CO., LIMITED | RO | Asset management | 2022-02-11 | RO | Dealing in securities | 2022-02-11 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2015-10-15 | 2015-12-21 | Rep | Advising on securities | 2015-11-27 | 2015-12-21 | RO | Advising on futures contracts | 2015-12-21 | RO | Advising on securities | 2015-12-21 | RO | Dealing in futures contracts | 2015-12-21 | RO | Dealing in securities | 2015-12-21 | Rep | Asset management | 2016-01-28 | 2016-04-07 | RO | Asset management | 2016-04-07 |
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