Lam, Raymond Cheuk Yin 林卓彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2015-11-03 | 2019-01-02 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2020-05-05 | 2020-08-05 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2020-11-11 | 2021-07-29 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-09-27 |
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