Chung, Ho Yin (SFC:BGP507) 鍾浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-17 | 2019-09-04 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-17 | 2019-09-04 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2019-11-12 | 2022-02-16 | Rep | Advising on securities | 2019-11-12 | 2022-02-16 | Rep | Asset management | 2019-11-12 | 2022-02-16 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2019-11-12 | 2020-12-09 | Rep | Advising on securities | 2019-11-12 | 2020-12-09 | Rep | Asset management | 2019-11-12 | 2020-12-09 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2019-09-25 | 2022-02-16 | Rep | Advising on securities | 2019-11-12 | 2022-02-16 | Rep | Asset management | 2019-11-12 | 2022-02-16 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-04-06 | 2023-04-06 |
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