Chu, Edmund Kinwin 朱建榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMBC International Securities Limited | Rep | Advising on securities | 2016-12-01 | 2016-12-10 | Rep | Dealing in securities | 2016-12-01 | 2016-12-10 |
2 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2017-01-18 | 2017-03-08 | Rep | Dealing in securities | 2017-01-18 | 2017-03-08 |
3 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-03-28 | 2018-09-10 | Rep | Dealing in securities | 2017-03-28 | 2018-09-10 |
4 | Quam Capital Limited (b1994-08-04) | Rep | Dealing in securities | 2021-03-23 | 2021-07-09 | Rep | Advising on corporate finance | 2021-04-16 | 2021-07-09 |
5 | Quam Securities Limited | Rep | Advising on securities | 2015-12-23 | 2016-05-15 | Rep | Dealing in securities | 2015-12-23 | 2016-05-15 | Rep | Dealing in securities | 2019-02-21 | 2021-03-10 | Rep | Advising on securities | 2019-03-15 | 2021-03-10 |
6 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-19 | 2018-11-09 |
7 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2021-07-16 | 2023-07-20 | Rep | Advising on corporate finance | 2022-11-18 | 2023-07-20 | Rep | Advising on securities | 2022-11-18 | 2023-07-20 |
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