Pan, Jiao 潘姣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2016-02-15 | 2016-09-20 | Rep | Dealing in securities | 2016-02-15 | 2016-09-20 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2021-06-03 | 2021-07-16 | Rep | Dealing in securities | 2021-06-03 | 2021-07-16 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-06-03 | 2021-07-16 |
| 4 | EDDID CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-11-04 | Rep | Dealing in securities | 2022-11-04 |
| 5 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2022-11-04 | |
| 6 | Huarong International Capital Limited (HK) | Rep | Advising on corporate finance | 2021-08-26 | 2022-08-12 | Rep | Dealing in securities | 2021-08-26 | 2022-08-12 |
| 7 | Huarong International Securities Limited | Rep | Dealing in securities | 2021-08-26 | 2022-08-12 | Rep | Advising on securities | 2021-09-10 | 2022-08-12 |
| 8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2016-11-15 | 2019-10-15 |
| 9 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-11-15 | 2019-10-15 | Rep | Dealing in securities | 2016-11-15 | 2019-10-15 |
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