Fong, Tak Yee 方德義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-15 | Rep | Advising on securities | 2003-09-15 | Rep | Asset management | 2003-09-15 | Rep | Automated trading services | 2003-09-15 | Rep | Dealing in securities | 2003-09-15 |
| 2 | SUCCESS ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-04-26 | 2021-12-01 |
| 3 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2004-04-30 | 2008-08-13 | RO | Leveraged foreign exchange trading | 2005-12-06 | 2019-08-29 | RO | Dealing in futures contracts | 2008-08-13 | 2018-06-19 |
| 4 | Success Securities Limited | RO | Advising on securities | 2003-12-23 | 2023-03-31 | RO | Dealing in securities | 2003-12-23 | 2023-03-31 |
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