Li, Guan Ying 李冠瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PREFERRED INVESTMENT ADVISORS (H.K) LIMITED | Rep | Dealing in securities | 2021-11-02 | Rep | Asset management | 2021-11-16 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-18 | 2021-05-31 | Rep | Dealing in securities | 2020-11-18 | 2021-05-31 |
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