Xiao, Yi (SFC:BGR028) 肖伊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2018-05-14 | 2018-09-01 | Rep | Dealing in securities | 2018-05-14 | 2018-09-01 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2016-03-10 | 2016-04-14 | Rep | Dealing in securities | 2016-03-10 | 2016-04-14 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-03-10 | 2016-04-14 |
| 4 | Zinvest Global Limited | Rep | Advising on securities | 2017-12-08 | 2018-03-20 | Rep | Dealing in securities | 2017-12-08 | 2018-03-20 |
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