Seeto, Siu Hong 司徒劭康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Capital Securities Limited | Rep | Dealing in securities | 2019-09-18 | 2020-08-21 |
| 2 | Grit Securities Limited | Rep | Dealing in securities | 2020-08-31 | 2020-09-02 | RO | Dealing in securities | 2020-09-02 | 2022-02-15 | RO | Dealing in securities | 2023-02-14 |
| 3 | JOINCAP CAPITAL LIMITED | Rep | Advising on securities | 2021-02-22 | 2022-02-15 | Rep | Asset management | 2021-02-22 | 2022-02-15 |
| 4 | JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-11-22 | 2020-08-21 | Rep | Asset management | 2019-11-22 | 2020-08-21 | Rep | Dealing in securities | 2019-11-22 | 2020-08-21 |
| 5 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2018-09-19 | 2019-04-07 | Rep | Advising on securities | 2018-10-31 | 2019-04-07 | Rep | Asset management | 2018-10-31 | 2019-04-07 |
| 6 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-01 | 2018-09-06 |
| 7 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2016-03-30 | 2016-10-18 |
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