Liu, Tak Ho 劉德豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-12-01 | 2018-05-26 |
2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-06 | 2018-05-26 | Rep | Advising on securities | 2016-11-22 | 2018-05-26 |
3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-06-29 | 2018-09-16 |
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