Kwok, Ka Yi (SFC:BQN921) 郭家意
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-12-16 | 2021-08-15 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2020-12-16 | 2021-08-15 |
| 3 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2021-09-09 | 2021-10-12 |
| 4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2021-09-09 | 2021-10-12 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2021-10-29 | Rep | Dealing in securities | 2021-10-29 |
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