Cao, Nanxue 曹楠雪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-11-19 | 2022-12-07 |
2 | Fosun International Securities Limited | Rep | Advising on securities | 2016-04-08 | 2016-11-23 | Rep | Dealing in securities | 2016-04-08 | 2016-11-23 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2016-12-23 | 2018-10-31 | Rep | Dealing in securities | 2016-12-23 | 2018-10-31 |
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