Lee, Ho (SFC:BHN975) 李浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2016-05-31 | 2018-01-19 | Rep | Dealing in futures contracts | 2019-01-16 | 2023-10-24 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-02-14 | 2018-01-19 | Rep | Leveraged foreign exchange trading | 2019-01-16 | 2023-10-24 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-09-04 | 2018-01-19 | Rep | Leveraged foreign exchange trading | 2017-09-04 | 2018-01-19 | Rep | Dealing in futures contracts | 2019-01-16 | 2023-10-24 | Rep | Leveraged foreign exchange trading | 2019-01-16 | 2023-10-24 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-09-04 | 2018-01-19 | Rep | Dealing in securities | 2019-01-16 | 2023-10-24 |
| 5 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2018-02-09 | 2018-04-23 | Rep | Advising on futures contracts | 2018-02-27 | 2018-04-23 |
| 6 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2019-01-16 | 2023-10-24 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-05-31 | 2018-01-19 | Rep | Dealing in securities | 2019-01-16 | 2023-10-24 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-11-14 | |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2023-11-14 |
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