Ho, Siu Man (SFC:BHW617) 何小敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2021-04-01 | 2021-12-05 | Rep | Advising on securities | 2021-05-03 | 2021-12-05 |
| 2 | Mason Securities Limited | Rep | Dealing in securities | 2019-06-24 | 2020-07-27 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-07-25 | 2018-01-29 |
| 4 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2020-08-17 | 2021-03-15 |
| 5 | Yunfeng Securities Limited | Rep | Dealing in securities | 2020-08-17 | 2021-03-15 |
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