Xie, Xinxin (SFC:BHZ673) 謝心馨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-09-08 | 2017-09-05 | Rep | Advising on securities | 2016-09-08 | 2017-09-05 | Rep | Dealing in securities | 2016-09-08 | 2017-09-05 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-05-13 | 2020-12-04 | Rep | Dealing in securities | 2020-05-13 | 2020-12-04 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-01-04 | |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-01-04 | Rep | Dealing in securities | 2021-01-04 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-28 | 2020-04-17 | Rep | Dealing in securities | 2017-09-28 | 2020-04-17 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-08-17 | 2016-09-01 | Rep | Dealing in securities | 2016-08-17 | 2016-09-01 |
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