Ashby, Nicholas Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2016-09-07 | 2019-05-17 | Rep | Dealing in securities | 2016-09-07 | 2019-05-17 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Automated trading services | 2019-11-18 | 2020-01-31 | Rep | Dealing in securities | 2019-11-18 | 2020-01-31 | RO | Automated trading services | 2020-01-31 | 2020-12-08 | RO | Dealing in securities | 2020-01-31 | 2020-12-08 |
| 3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2021-01-05 | 2021-03-31 | Rep | Dealing in securities | 2021-01-05 | 2021-03-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy