Ashby, Nicholas Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2016-09-07 | 2019-05-17 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2016-09-07 | 2019-05-17 |
| 3 | ICAP Securities Hong Kong Limited | Rep | Automated trading services | 2019-11-18 | 2020-01-31 |
| 4 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2019-11-18 | 2020-01-31 |
| 5 | ICAP Securities Hong Kong Limited | RO | Automated trading services | 2020-01-31 | 2020-12-08 |
| 6 | ICAP Securities Hong Kong Limited | RO | Dealing in securities | 2020-01-31 | 2020-12-08 |
| 7 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2021-01-05 | 2021-03-31 |
| 8 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-01-05 | 2021-03-31 |
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