Wong, Shing Kit (SFC:BHZ124) 黃聖傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-09-15 | 2017-03-10 | Rep | Dealing in securities | 2016-09-15 | 2017-03-10 | Rep | Dealing in securities | 2019-07-05 | 2020-06-16 | Rep | Asset management | 2019-08-21 | 2020-06-16 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2020-07-21 | 2022-05-16 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2024-12-24 | Rep | Dealing in securities | 2024-12-24 |
| 4 | iTrade Securities Investment Limited | Rep | Dealing in securities | 2017-03-14 | 2019-06-03 |
| 5 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on futures contracts | 2022-07-06 | 2024-08-16 | Rep | Advising on securities | 2022-07-06 | 2024-08-16 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2024-09-27 | 2024-11-08 | Rep | Dealing in securities | 2024-10-28 | 2024-11-08 |
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