Wong, Shing Kit (SFC:BHZ124) 黃聖傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CIS SECURITIES ASSET MANAGEMENT LIMITED Rep Advising on securities 2016-09-15 2017-03-10
Rep Dealing in securities 2016-09-15 2017-03-10
Rep Dealing in securities 2019-07-05 2020-06-16
Rep Asset management 2019-08-21 2020-06-16
2 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2020-07-21 2022-05-16
3 iTrade Securities Investment Limited Rep Dealing in securities 2017-03-14 2019-06-03
4 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Rep Advising on futures contracts 2022-07-06
Rep Advising on securities 2022-07-06

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