Liang, Jun (SFC:BIN429) 梁鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-11-10 | 2019-06-15 | Rep | Advising on securities | 2016-11-10 | 2019-06-15 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2016-11-10 | 2019-06-15 | Rep | Dealing in securities | 2016-11-10 | 2019-06-15 |
| 3 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2021-11-01 | RO | Asset management | 2021-11-01 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-06-28 | 2020-02-20 | Rep | Advising on securities | 2019-06-28 | 2020-02-20 | Rep | Dealing in securities | 2019-06-28 | 2020-02-20 | RO | Advising on securities | 2020-02-20 | RO | Dealing in securities | 2020-02-20 | RO | Advising on corporate finance | 2020-02-20 | 2021-02-02 | Rep | Advising on corporate finance | 2021-02-02 | 2021-06-25 | RO | Advising on corporate finance | 2021-06-25 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2021-11-01 | |
| 6 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on futures contracts | 2021-11-01 | RO | Advising on securities | 2021-11-01 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2021-06-25 | RO | Advising on securities | 2022-06-21 |
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