Chau, Wallace Tin Lun 周天麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-05-09 | 2021-10-22 | Rep | Dealing in securities | 2018-05-09 | 2021-10-22 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2022-11-22 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2022-04-22 | 2022-09-21 | Rep | Advising on securities | 2022-04-22 | 2022-09-21 | Rep | Dealing in securities | 2022-04-22 | 2022-09-21 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-11-11 | 2022-03-25 | Rep | Advising on securities | 2021-11-26 | 2022-03-25 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2021-11-11 | 2022-03-25 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-11-23 | 2018-04-26 | Rep | Dealing in securities | 2016-11-23 | 2018-04-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy