Liu, Mingjie (SFC:BRB463) 劉明杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-03-30 | 2023-10-11 | Rep | Asset management | 2023-03-30 | 2023-10-11 | Rep | Dealing in futures contracts | 2023-03-30 | 2023-10-11 | Rep | Dealing in securities | 2023-03-30 | 2023-10-11 |
| 2 | SEAGA INTERNATIONAL LIMITED | Rep | Dealing in securities | 2021-06-01 | 2022-02-14 |
| 3 | Sky Wealth Asset Management Company Limited | Rep | Advising on securities | 2024-01-17 | 2024-03-04 | Rep | Asset management | 2024-01-17 | 2024-03-04 |
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