Barard, Joshua Raj (SFC:BIU546)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-02-03 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2019-08-27 | 2022-10-07 |
| 3 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2017-01-06 | 2018-09-30 |
| 4 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2018-10-01 | 2019-08-02 |
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