He, Yawen (SFC:BRR978) 何雅雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2022-05-10 | Rep | Advising on futures contracts | 2022-06-09 | Rep | Advising on securities | 2022-06-09 | Rep | Asset management | 2022-06-09 | Rep | Dealing in futures contracts | 2022-06-09 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-05-10 | |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-10-04 | 2022-03-18 |
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