Li, Ting (SFC:BRR268)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2024-05-13 | 2024-07-15 |
2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-10-05 | 2022-11-14 |
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