Choy, Jojo Sze Chung 蔡思聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-08 | 2005-09-30 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-08 | 2005-09-30 |
| 3 | NATIONAL RESOURCES SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-01 | 2006-03-30 | RO | Advising on securities | 2006-03-30 | RO | Dealing in securities | 2006-03-30 | Rep | Asset management | 2006-03-30 | 2009-01-22 | RO | Asset management | 2009-01-22 |
| 4 | QUAM FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-27 | 2004-10-07 |
| 5 | Quam Securities Limited | Rep | Dealing in securities | 2003-04-16 | 2003-04-17 | RO | Dealing in securities | 2003-04-17 | 2004-10-07 |
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