Zhuang, Ziye 莊子燁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2023-02-09 | Rep | Dealing in securities | 2023-02-09 | Rep | Advising on securities | 2023-03-02 | Rep | Dealing in futures contracts | 2023-03-02 |
| 2 | First Prosperous Asset Management Company Limited | Rep | Asset management | 2022-09-05 | 2022-12-31 |
| 3 | First Prosperous Capital Company Limited | Rep | Advising on corporate finance | 2022-09-05 | 2022-12-31 | Rep | Dealing in securities | 2022-09-05 | 2022-12-31 |
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