Chan, Andy Yan Wing 陳欣永
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | RO | Advising on securities | 2021-10-26 | 2022-07-12 | RO | Dealing in futures contracts | 2021-10-26 | 2022-07-12 | RO | Dealing in securities | 2021-10-26 | 2022-07-12 |
| 2 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2009-03-03 | 2009-03-04 | RO | Dealing in futures contracts | 2009-03-04 | 2010-07-17 | Rep | Dealing in securities | 2009-03-20 | 2010-07-17 | RO | Advising on futures contracts | 2009-05-29 | 2010-07-17 | RO | Advising on securities | 2009-05-29 | 2010-07-17 | Rep | Leveraged foreign exchange trading | 2009-11-19 | 2010-07-17 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in futures contracts | 2005-01-17 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-06-03 | Rep | Dealing in securities | 2005-01-17 |
| 5 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-08-03 | 2011-05-05 |
| 6 | CMB International Insurance Consultancy Co., Limited | RO | Dealing in futures contracts | 2010-11-01 | 2011-12-30 |
| 7 | CMB International Securities Limited | RO | Dealing in securities | 2010-10-06 | 2011-12-30 |
| 8 | Cortina Capital Asset Management Limited | Rep | Advising on securities | 2023-03-01 | Rep | Asset management | 2023-03-01 |
| 9 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2005-09-13 | 2006-06-22 | RO | Advising on futures contracts | 2006-03-03 | 2006-08-01 | RO | Dealing in futures contracts | 2006-03-03 | 2006-08-01 | RO | Advising on securities | 2006-06-22 | 2006-08-01 | RO | Dealing in securities | 2006-06-22 | 2006-08-01 | Rep | Advising on futures contracts | 2006-08-01 | 2006-08-01 | Rep | Advising on securities | 2006-08-01 | 2006-08-01 | Rep | Dealing in futures contracts | 2006-08-01 | 2006-08-01 | Rep | Dealing in securities | 2006-08-01 | 2006-08-01 |
| 10 | Hao Tian Asset Management Limited | Rep | Asset management | 2020-05-11 | 2021-08-17 |
| 11 | Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2019-09-12 | 2021-08-17 |
| 12 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2019-09-12 | 2021-08-17 |
| 13 | JINRUI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2007-07-27 | 2009-03-01 |
| 14 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-01-25 | 2005-09-07 |
| 15 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-01-25 | 2005-09-07 |
| 16 | Sinofortune Securities Limited | Rep | Advising on securities | 2006-08-08 | 2007-03-26 | Rep | Dealing in securities | 2006-08-08 | 2007-03-26 |
| 17 | WANEXE SECURITIES (HK) LIMITED | RO | Advising on futures contracts | 2019-04-10 | 2019-07-31 | RO | Dealing in futures contracts | 2019-04-10 | 2019-07-31 | Rep | Leveraged foreign exchange trading | 2019-06-05 | 2019-07-31 |
| 18 | Xinhu International Futures (Hong Kong) Co., Limited | RO | Dealing in futures contracts | 2012-05-22 | 2016-05-31 |
| 19 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2006-08-08 | 2007-01-08 | Rep | Dealing in futures contracts | 2006-08-08 | 2007-01-08 | RO | Advising on futures contracts | 2007-01-08 | 2007-03-26 | RO | Dealing in futures contracts | 2007-01-08 | 2007-03-26 |
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