Lai, Peter Wing Leung 黎永良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-11-08 | |
2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-11 | |
3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-11 | |
4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-24 | 2014-02-28 | Rep | Dealing in futures contracts | 2005-07-12 | 2014-02-28 |
5 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-10 | Rep | Advising on securities | 2004-02-10 | Rep | Asset management | 2004-02-10 | Rep | Automated trading services | 2004-02-10 | Rep | Dealing in securities | 2004-02-10 |
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