Lai, Peter Wing Leung 黎永良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-10 | |
| 2 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-02-10 | |
| 3 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-02-10 | CASH ASSET MANAGEMENT LIMITED | Rep | 2017-11-08 |
| 4 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2004-02-10 | |
| 5 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-12 | 2014-02-28 | CELESTIAL COMMODITIES LIMITED | Rep | 2014-03-11 |
| 6 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-10 | DBS VICKERS (HONG KONG) LIMITED | Rep | 2004-02-24 | 2014-02-28 | CELESTIAL SECURITIES LIMITED | Rep | 2014-03-11 |
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