Lo, Steven Wing Shing 盧永成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-10-02 | 2010-06-24 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-07-23 | 2011-01-03 | RO | Advising on corporate finance | 2011-01-03 | 2012-05-11 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-10-31 | 2014-01-15 | RO | Advising on corporate finance | 2014-01-15 | 2014-09-04 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-08 | Rep | Advising on corporate finance | 2004-06-02 | Rep | Advising on corporate finance | 2014-09-25 | 2014-12-18 | RO | Advising on corporate finance | 2014-12-18 | 2016-01-31 |
| 5 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2004-08-02 | 2006-12-28 | RO | Advising on corporate finance | 2006-12-28 | 2007-09-14 |
| 6 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2012-11-06 | 2012-11-15 | RO | Advising on corporate finance | 2012-11-15 | 2013-10-15 |
| 7 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2016-02-12 | 2016-07-21 | RO | Advising on corporate finance | 2016-02-12 | 2023-01-31 | RO | Dealing in securities | 2016-07-21 | 2023-01-31 |
| 8 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2023-02-06 | 2023-03-16 | RO | Advising on corporate finance | 2023-03-16 |
| 9 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-02-06 | 2023-03-16 | RO | Dealing in securities | 2023-03-16 |
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