Sun, Anthony Chuen Wah 孫村華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2016-03-30 | 2017-02-02 | Rep | Advising on securities | 2016-03-30 | 2017-02-02 | Rep | Dealing in securities | 2016-03-30 | 2017-02-02 |
| 2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2011-05-16 | 2011-06-28 | Rep | Advising on corporate finance | 2011-05-16 | 2015-03-17 | RO | Dealing in securities | 2011-06-28 | 2015-03-17 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-16 | 2015-03-17 |
| 4 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-04-01 | 2010-05-07 | Rep | Advising on corporate finance | 2010-04-01 | 2010-09-21 | RO | Dealing in securities | 2010-05-07 | 2011-05-05 |
| 5 | CMB International Capital Limited | RO | Dealing in securities | 2010-09-07 | 2011-05-05 | Rep | Advising on corporate finance | 2010-09-22 | 2011-05-05 |
| 6 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-02-16 | 2017-08-01 | Rep | Dealing in securities | 2017-02-16 | 2017-08-01 | RO | Advising on corporate finance | 2017-08-01 | 2021-01-22 | RO | Dealing in securities | 2017-08-01 | 2021-01-22 |
| 7 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-02-03 | 2010-03-09 | RO | Dealing in securities | 2010-03-09 | 2010-03-16 |
| 8 | J & Partners Capital Limited | RO | Advising on corporate finance | 2023-10-27 | |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-11-21 | 2006-07-04 | RO | Dealing in securities | 2006-07-04 | 2006-10-05 |
| 10 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-25 | 2006-07-04 | RO | Dealing in securities | 2006-07-04 | 2006-10-05 |
| 11 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2004-02-10 | 2005-01-21 | Rep | Advising on corporate finance | 2004-05-05 | 2005-01-21 | Rep | Advising on securities | 2004-05-05 | 2005-01-21 |
| 12 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-12-23 | Rep | Advising on securities | 2003-12-23 | Rep | Asset management | 2003-12-23 | Rep | Automated trading services | 2003-12-23 | Rep | Dealing in securities | 2003-12-23 |
| 13 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Dealing in securities | 2006-10-27 | 2007-01-22 | RO | Dealing in securities | 2007-01-22 | 2010-01-16 |
| 14 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2015-03-31 | 2015-05-28 | RO | Dealing in securities | 2015-05-28 | 2016-03-15 |
| 15 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2015-03-31 | 2015-05-28 | Rep | Advising on corporate finance | 2015-03-31 | 2016-03-15 | RO | Dealing in securities | 2015-05-28 | 2016-03-15 |
| 16 | TIS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-02-25 | 2005-05-18 | Rep | Advising on corporate finance | 2005-02-25 | 2005-09-30 | RO | Dealing in securities | 2005-05-18 | 2005-09-30 |
| 17 | VMS Securities Limited | Rep | Advising on corporate finance | 2021-03-04 | 2021-05-17 | Rep | Dealing in securities | 2021-03-04 | 2021-05-17 | RO | Advising on corporate finance | 2021-05-17 | 2022-04-02 | RO | Dealing in securities | 2021-05-17 | 2022-04-02 |
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