Desai, Kalpana

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 MACQUARIE CAPITAL LIMITED Rep Advising on corporate finance 2009-10-29 2010-06-03
Rep Dealing in securities 2009-10-29 2010-06-03
RO Advising on corporate finance 2010-06-03 2013-03-19
RO Dealing in securities 2010-06-03 2013-03-19
Rep Advising on corporate finance 2013-03-19 2013-04-23
Rep Dealing in securities 2013-03-19 2013-04-23
2 Macquarie Corporate (Hong Kong) Limited Rep Advising on corporate finance 2009-10-29 2010-06-03
RO Advising on corporate finance 2010-06-03 2013-03-19
Rep Advising on corporate finance 2013-03-19 2013-04-23
3 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2004-08-10
Rep Automated trading services 2004-08-10
Rep Advising on corporate finance 2004-09-23
Rep Advising on securities 2004-09-23
Rep Dealing in securities 2004-09-23
RO Advising on corporate finance 2004-09-23 2009-05-25
RO Advising on securities 2004-09-23 2009-05-25
RO Dealing in securities 2004-09-23 2009-05-25
4 Merrill Lynch Far East Limited Rep Asset management 2004-08-10
Rep Advising on corporate finance 2004-09-23
Rep Advising on securities 2004-09-23
Rep Dealing in securities 2004-09-23
RO Advising on corporate finance 2004-09-23 2009-05-25
RO Advising on securities 2004-09-23 2009-05-25
RO Dealing in securities 2004-09-23 2009-05-25

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