Li, Siu Yui 李少銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-12-17 | 2008-02-04 |
| 2 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2005-11-07 | 2005-12-21 |
| 3 | KOALA CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2020-02-18 | 2021-11-19 |
| 4 | KOALA SECURITIES LIMITED | Rep | Advising on securities | 2020-02-18 | 2021-11-19 | Rep | Dealing in securities | 2020-02-18 | 2021-11-19 |
| 5 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-03-29 | 2022-05-24 | RO | Dealing in securities | 2022-05-24 |
| 6 | WK FUND MANAGEMENT LIMITED | Rep | Asset management | 2021-12-29 | 2022-03-08 |
| 7 | WK SECURITIES LIMITED | Rep | Advising on securities | 2021-12-29 | 2022-03-08 | Rep | Dealing in securities | 2021-12-29 | 2022-03-08 |
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