Siu, Ronald 蕭佑忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-03-11 | 2014-08-16 | Rep | Advising on securities | 2014-03-28 | 2014-08-16 | Rep | Dealing in securities | 2014-03-28 | 2014-08-16 |
| 2 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2011-01-06 | 2014-01-24 |
| 3 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2010-04-26 | 2010-12-02 | Rep | Dealing in securities | 2010-04-26 | 2010-12-02 |
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