Tse, Tim (1977) 謝添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APAC CAPITAL ADVISORS LIMITED | Rep | Asset management | 2005-01-24 | 2005-10-21 | RO | Asset management | 2005-10-21 | 2007-07-16 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-01-04 | 2016-08-01 | Rep | Asset management | 2013-05-13 | 2016-08-01 |
| 3 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2007-09-21 | 2009-03-31 | RO | Asset management | 2007-09-21 | 2009-03-31 | Rep | Advising on securities | 2009-03-31 | 2012-08-20 | Rep | Asset management | 2009-03-31 | 2012-08-20 |
| 4 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-09-09 | 2020-05-04 |
| 5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2016-09-09 | 2018-09-04 | Rep | Dealing in securities | 2016-09-09 | 2018-09-04 | RO | Advising on securities | 2018-09-04 | 2020-05-04 | RO | Dealing in securities | 2018-09-04 | 2020-05-04 |
| 6 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-06-06 | 2004-01-07 |
| 7 | OnePlatform Asset Management Limited | Rep | Asset management | 2013-01-04 | 2014-03-13 |
| 8 | SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2004-04-01 | 2005-01-11 | Rep | Asset management | 2004-04-01 | 2005-01-11 |
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