Kwok, Wai Shun (SFC:AFM346) 郭偉信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Maplefield Capital Limited | RO | Advising on securities | 2019-05-24 | 2024-03-23 |
| 2 | Maplefield Capital Limited | RO | Asset management | 2019-05-24 | 2024-03-23 |
| 3 | Goldhorse Securities Limited | RO | Advising on securities | 2019-01-15 | 2019-04-13 |
| 4 | Goldhorse Securities Limited | RO | Dealing in securities | 2019-01-15 | 2019-04-13 |
| 5 | WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-01-15 | 2019-04-13 |
| 6 | WANSOM SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-08-23 | 2018-10-18 |
| 7 | WANSOM ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2018-07-25 | 2018-10-18 |
| 8 | WANSOM ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2018-07-25 | 2018-10-18 |
| 9 | Fortune Asset Management Limited | RO | Advising on securities | 2017-11-23 | 2018-06-20 |
| 10 | Fortune Asset Management Limited | RO | Asset management | 2016-05-11 | 2018-06-20 |
| 11 | FORTUNE (HK) SECURITIES LIMITED | RO | Dealing in securities | 2007-03-07 | 2018-06-20 |
| 12 | Fortune Asset Management Limited | Rep | Advising on securities | 2016-05-11 | 2017-11-23 |
| 13 | Fortune Asset Management Limited | Rep | Asset management | 2013-03-18 | 2016-05-11 |
| 14 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-16 | 2007-03-07 |
| 15 | Goldbridge Securities Limited | Rep | Dealing in securities | 2003-09-24 | 2005-03-08 |
| 16 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-09-06 | |
| 17 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-06 | |
| 18 | MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-30 | |
| 19 | MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on securities | 2003-06-30 | |
| 20 | MIB FINANCE (HONG KONG) LIMITED | Rep | Asset management | 2003-06-30 | |
| 21 | MIB FINANCE (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-06-30 | |
| 22 | MIB FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-30 | |
| 23 | MIB FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2003-06-30 | |
| 24 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-30 | |
| 25 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-06-30 | |
| 26 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2003-06-30 |
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