Chung, Wai 鍾尉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DONVEX CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-12-24 | 2013-01-17 | RO | Advising on corporate finance | 2013-01-17 |
| 2 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-04-20 | 2005-05-13 | RO | Advising on corporate finance | 2005-05-13 | 2007-03-01 |
| 3 | KINGSTON CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2008-03-26 | 2010-05-01 |
| 4 | Octal Capital Limited | Rep | Advising on corporate finance | 2012-09-18 | 2012-11-01 | Rep | Dealing in securities | 2012-09-18 | 2012-11-01 | RO | Advising on corporate finance | 2012-11-01 | 2012-11-30 | RO | Dealing in securities | 2012-11-01 | 2012-11-30 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-01 | 2010-07-14 | Rep | Dealing in securities | 2010-06-01 | 2010-12-06 | RO | Advising on corporate finance | 2010-07-14 | 2012-05-01 | RO | Dealing in securities | 2010-12-06 | 2012-05-01 |
| 6 | TIS SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2005-01-17 |
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