Chan, George Kwong Fat 陳廣發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-06-02 | 2009-03-11 |
| 2 | Huarong International Securities Limited | Rep | Dealing in securities | 2010-04-12 | 2010-12-08 |
| 3 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Asset management | 2022-04-07 | 2022-08-19 |
| 4 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2014-07-08 | 2020-03-30 |
| 5 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2022-09-15 | Rep | Asset management | 2022-09-15 |
| 6 | Quam Securities Limited | Rep | Dealing in securities | 2011-07-06 | 2014-01-08 |
| 7 | Rifa Securities Limited | Rep | Dealing in securities | 2009-09-28 | 2010-03-31 |
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