Tang, Nelson Yu Ming 湯毓銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chinese Strategic Asset Management Limited | RO | Asset management | 2007-09-07 | 2014-10-17 | RO | Advising on securities | 2007-12-20 | 2014-10-17 |
| 2 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2011-05-27 | 2013-11-15 | RO | Asset management | 2011-05-27 | 2013-11-15 | RO | Advising on securities | 2015-11-19 | 2019-01-28 | RO | Asset management | 2015-11-19 | 2019-01-28 |
| 3 | Crosby Securities Limited | RO | Advising on securities | 2013-03-06 | 2016-10-31 | RO | Asset management | 2013-03-06 | 2016-10-31 | RO | Dealing in securities | 2013-03-06 | 2016-10-31 |
| 4 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2011-05-27 | 2013-11-15 | RO | Asset management | 2011-05-27 | 2013-11-15 |
| 5 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2005-03-29 | 2007-01-31 | Rep | Asset management | 2006-01-05 | 2007-01-31 |
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