Tang, Nelson Yu Ming 湯毓銘

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 SPARX Asia Investment Advisors Limited Rep Advising on securities 2005-03-29 2007-01-31
2 SPARX Asia Investment Advisors Limited Rep Asset management 2006-01-05 2007-01-31
3 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED RO Advising on securities 2011-05-27 2013-11-15
4 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED RO Asset management 2011-05-27 2013-11-15
5 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED RO Advising on securities 2011-05-27 2013-11-15
6 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED RO Asset management 2011-05-27 2013-11-15
7 Chinese Strategic Asset Management Limited RO Asset management 2007-09-07 2014-10-17
8 Chinese Strategic Asset Management Limited RO Advising on securities 2007-12-20 2014-10-17
9 Crosby Securities Limited RO Advising on securities 2013-03-06 2016-10-31
10 Crosby Securities Limited RO Asset management 2013-03-06 2016-10-31
11 Crosby Securities Limited RO Dealing in securities 2013-03-06 2016-10-31
12 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED RO Advising on securities 2015-11-19 2019-01-28
13 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED RO Asset management 2015-11-19 2019-01-28

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top