Chuang, Johnny 莊頌恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Corporate Advisory Limited | Rep | Advising on corporate finance | 2018-11-08 | 2021-09-29 |
| 2 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2018-11-08 | 2021-09-29 |
| 3 | Arta Global Markets Limited | Rep | Advising on securities | 2018-10-03 | 2021-09-29 | Rep | Asset management | 2018-10-03 | 2021-09-29 | Rep | Dealing in securities | 2018-10-03 | 2021-09-29 |
| 4 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2016-06-02 | 2018-09-30 | Rep | Asset management | 2016-06-02 | 2018-09-30 | Rep | Dealing in securities | 2016-06-02 | 2018-09-30 |
| 5 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-15 | |
| 6 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2021-11-15 | Rep | Dealing in securities | 2021-11-15 |
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