Kim, Min Soo (SFC:AEP532)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Oracle Capital Limited | RO | Advising on securities | 2016-06-03 | 2017-12-21 | RO | Asset management | 2016-06-03 | 2017-12-21 |
| 2 | Shang International Finance Limited | RO | Advising on securities | 2018-01-12 | 2019-04-01 | RO | Dealing in securities | 2018-01-12 | 2019-04-01 |
| 3 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2006-02-01 | 2009-06-05 | Rep | Asset management | 2006-02-01 | 2009-06-05 | RO | Advising on securities | 2009-06-05 | 2015-03-19 | RO | Asset management | 2009-06-05 | 2015-03-19 |
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