Liu, Shun Hong (SFC:ANQ958) 廖舜康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HONG INVESTMENT ADVISORS LIMITED | RO | Asset management | 2012-02-29 | |
2 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2006-07-17 | 2008-01-07 | Rep | Asset management | 2006-07-17 | 2008-01-07 | RO | Advising on securities | 2008-01-07 | 2011-07-29 | RO | Asset management | 2008-01-07 | 2011-07-29 |
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