Chan, Chun Wai (SFC:AFY152) 陳進威

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-11
2 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-08-11
Alternative Value Investments Limited RO 2018-04-11 2020-03-25
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on securities 2003-08-11
Huarong International Securities Limited RO 2010-12-22 2011-09-15
Success Securities Limited Rep 2012-03-27 2012-04-30
Success Securities Limited RO 2012-04-30 2013-08-19
ABCI Securities Company Limited Rep 2013-09-13 2015-09-16
Partners Asset Management (HK) Limited Rep 2015-09-21 2015-12-09
Partners Asset Management (HK) Limited RO 2015-12-09 2016-08-13
Alternative Value Investments Limited RO 2017-08-30 2020-03-25
Richwood International Management Limited RO 2022-06-14 2023-12-28
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Asset management 2003-08-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2003-08-11
Richwood International Management Limited Rep 2022-10-07 2023-01-19
Richwood International Management Limited RO 2023-01-19 2023-12-28
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Automated trading services 2003-08-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2003-08-11
6 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2004-03-03
CITIC Securities Futures (HK) Limited Rep 2004-03-12 2009-09-02
Huarong International Securities Limited Rep 2009-11-25 2011-09-15
Success Futures and Foreign Exchange Limited Rep 2012-03-27 2013-08-19
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2004-03-03
CITIC Securities Brokerage (HK) Limited Rep 2004-03-12 2009-09-02
Huarong International Securities Limited Rep 2009-11-25 2010-01-15
Huarong International Securities Limited RO 2010-01-15 2011-09-15
Success Securities Limited Rep 2012-03-27 2012-04-30
Success Securities Limited RO 2012-04-30 2013-08-19
ABCI Securities Company Limited Rep 2013-09-13 2015-09-16
PARTNERS CAPITAL SECURITIES LIMITED Rep 2015-09-21 2015-12-09
PARTNERS CAPITAL SECURITIES LIMITED RO 2015-12-09 2016-08-13

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