Zhang, Jian (SFC:AJN917) 張堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-31 | 2005-05-01 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2004-10-14 | 2005-05-01 | Rep | Advising on securities | 2005-11-09 | 2007-03-12 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-31 | 2005-05-01 |
| 4 | Mason Securities Limited | Rep | Advising on securities | 2011-09-27 | 2011-11-11 | Rep | Dealing in securities | 2011-09-27 | 2016-05-04 | RO | Advising on securities | 2011-11-11 | 2012-09-03 | Rep | Advising on corporate finance | 2012-10-03 | 2016-05-04 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-06-25 | 2010-06-30 | RO | Advising on securities | 2010-06-30 | 2010-11-16 |
| 6 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2008-09-23 | 2009-12-30 | RO | Advising on securities | 2009-12-30 | 2010-06-06 | Rep | Advising on securities | 2010-12-13 | 2011-02-08 | RO | Advising on securities | 2011-02-08 | 2011-08-24 |
| 7 | SBI China Capital Securities Limited | Rep | Advising on securities | 2007-10-05 | 2009-12-30 | RO | Advising on securities | 2009-12-30 | 2010-06-06 | Rep | Advising on securities | 2010-12-13 | 2011-02-08 | RO | Advising on securities | 2011-02-08 | 2011-08-24 |
| 8 | SIGMA MANAGEMENT LTD | RO | Advising on securities | 2020-07-16 | 2022-09-26 | RO | Asset management | 2020-07-16 | 2022-09-26 |
| 9 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2007-03-26 | 2007-09-01 |
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