Ong, Tiang Lock 王添樂

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Arta Global Markets Limited Rep Dealing in securities 2021-01-18 2021-09-15
2 Mason Futures Limited (HK) Rep Dealing in futures contracts 2011-06-23 2011-08-15
RO Dealing in futures contracts 2011-08-15 2013-10-07
3 Mason Securities Limited Rep Advising on securities 2011-06-23 2011-08-15
Rep Dealing in securities 2011-06-23 2011-08-15
RO Advising on securities 2011-08-15 2013-10-07
RO Dealing in securities 2011-08-15 2013-10-07
Rep Advising on corporate finance 2012-09-28 2013-10-07
4 MIB FUTURES (HONG KONG) LIMITED RO Dealing in futures contracts 2010-03-22 2010-11-02
5 MIB SECURITIES (HONG KONG) LIMITED RO Advising on securities 2010-03-22 2010-11-02
RO Dealing in securities 2010-03-22 2010-11-02
Rep Dealing in securities 2020-08-05 2021-01-08
6 ORIENTAL PATRON SECURITIES LIMITED Rep Advising on securities 2011-04-26 2011-06-10
Rep Dealing in securities 2011-04-26 2011-06-10
7 SBI China Capital Commodities Limited RO Dealing in futures contracts 2006-08-11 2008-03-10
RO Advising on futures contracts 2006-11-24 2008-03-10
RO Asset management 2007-06-15 2008-03-10
8 SBI China Capital Financial Services Limited RO Dealing in securities 2006-08-11 2008-03-10
RO Dealing in securities 2009-08-06 2010-01-28
9 SBI China Capital Securities Limited RO Dealing in securities 2006-08-11 2007-08-31
RO Advising on securities 2006-11-24 2007-08-31
RO Asset management 2007-05-17 2007-08-31
RO Dealing in securities 2009-08-06 2010-01-28

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