Ong, Tiang Lock 王添樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SBI China Capital Securities Limited | RO | Dealing in securities | 2006-08-11 | 2007-08-31 |
| 2 | SBI China Capital Commodities Limited | RO | Dealing in futures contracts | 2006-08-11 | 2008-03-10 |
| 3 | SBI China Capital Financial Services Limited | RO | Dealing in securities | 2006-08-11 | 2008-03-10 |
| 4 | SBI China Capital Securities Limited | RO | Advising on securities | 2006-11-24 | 2007-08-31 |
| 5 | SBI China Capital Commodities Limited | RO | Advising on futures contracts | 2006-11-24 | 2008-03-10 |
| 6 | SBI China Capital Securities Limited | RO | Asset management | 2007-05-17 | 2007-08-31 |
| 7 | SBI China Capital Commodities Limited | RO | Asset management | 2007-06-15 | 2008-03-10 |
| 8 | SBI China Capital Financial Services Limited | RO | Dealing in securities | 2009-08-06 | 2010-01-28 |
| 9 | SBI China Capital Securities Limited | RO | Dealing in securities | 2009-08-06 | 2010-01-28 |
| 10 | MIB FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2010-03-22 | 2010-11-02 |
| 11 | MIB SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2010-03-22 | 2010-11-02 |
| 12 | MIB SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2010-03-22 | 2010-11-02 |
| 13 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2011-04-26 | 2011-06-10 |
| 14 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-26 | 2011-06-10 |
| 15 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2011-06-23 | 2011-08-15 |
| 16 | Mason Securities Limited | Rep | Advising on securities | 2011-06-23 | 2011-08-15 |
| 17 | Mason Securities Limited | Rep | Dealing in securities | 2011-06-23 | 2011-08-15 |
| 18 | Mason Futures Limited (HK) | RO | Dealing in futures contracts | 2011-08-15 | 2013-10-07 |
| 19 | Mason Securities Limited | RO | Advising on securities | 2011-08-15 | 2013-10-07 |
| 20 | Mason Securities Limited | RO | Dealing in securities | 2011-08-15 | 2013-10-07 |
| 21 | Mason Securities Limited | Rep | Advising on corporate finance | 2012-09-28 | 2013-10-07 |
| 22 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-08-05 | 2021-01-08 |
| 23 | Arta Global Markets Limited | Rep | Dealing in securities | 2021-01-18 | 2021-09-15 |
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